Client Services/Compliance Manager
As the Client Services/Compliance Manager with Crossroads Capital Management since 2012, Rick brings more than 25 years of customer service, operations and compliance experience to the firm. Prior to joining Crossroad Capital Management, Rick was the Client Services Manager for WMS Financial Planners. In addition, he brings a wealth of experience to this position from the 20+ year he spent at Safeco as the Operations Manager for their broker dealer.
Clients of Crossroads Capital Management, Inc. are likely to have frequent contact with Rick and will appreciate his caring attitude, efficiency and attention to detail. Rick is pleased to be part of a firm where he can apply his skills in providing the highest levels of service to our client every day.